metagamingcrypto| CITIC Construction Investment Securities was warned for irregularities in bond underwriting business

editor 5 2024-04-30

Beijing Business News (Reporter Li Haiyuan) On April 30, the Guangdong Securities Regulatory Bureau issued a document stating that after investigation, CITIC Construction Investment (601066) Securities was used as a bond of Gree Real Estate (600185) Co., Ltd. as "23 grid 01"metagamingcryptoThe lead underwriter and trustee of the consulting audit institution left insufficient traces on the working papers, failed to prepare interview records with the issuer's management, and failed to disclose the temporary entrusted management affairs report on the issuer's major losses, which did not comply with relevant regulations. In accordance with relevant regulations, the Guangdong Securities Regulatory Bureau decided to take administrative supervision measures to issue a warning letter against CITIC Construction Investment Securities.

metagamingcrypto| CITIC Construction Investment Securities was warned for irregularities in bond underwriting business

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